In many cases, recordkeeping assists the person in charge of a food establishment to achieve active managerial control by holding employees accountable for monitoring food, equipment and procedures in the facility. Although not required by regulation, such effective record keeping enhances food safety and compliance with the regulations.
The below table provides a list of topics that either require documentation or where documentation is recommended to achieve active managerial control. This information is for general guidance only and does not constitute a complete list of required and recommended documentation.
| Required |
Topic Description |
Section |
Available Documentation |
x |
Approved source - the health authority may request records to verify |
3-201.11 |
|
| x |
Maintaining shellstock identification (tags or labels) |
3-203.11 |
|
| x |
Preventing contamination from hands (hand washing documentation, if needed) |
3-301.11 / Appendix K |
|
| |
Cooking temperatures |
3-401 |
Logs |
| x |
Parasite destruction records (freezing temperatures); creation & retention |
3-402.11 /
3-402.12 |
Logs |
| x |
Thawing (temperature logs verifying compliance) |
3-501.13(D) |
|
| |
Cooling |
3-501.14 |
Logs |
| |
Refrigeration temperatures |
3-501.16 |
Logs |
| |
Hot holding temperatures |
3-501.16 |
Logs |
| x |
Time as a public health control logs/documentation |
3-501.19 |
|
| x |
Specialized processing methods (HACCP Plans/Waivers) |
3.502 |
HACCP Plans |
| x |
Cooling and cold holding refrigerator time/temperature records (per submitted HACCP plan) |
3.502.13
(2F, 3, 4) |
|
| x |
Waiver modifications (submissions, if needed) |
4-101.13 |
Waiver Requests |
| x |
Contents of HACCP plan |
4-101.15 |
HACCP Plans |
| x |
Uncategorized food establishment documentation |
4-103.11A(4) |
|
| |
Three compartment sink: wash solution temperature |
4-204.12 |
Handouts |
| |
Ware washing machines: hot water sanitization temperature |
4-204.14(E) |
Logs |
| |
Ware washing machines: chemical sanitizer concentration |
4-204.14(F) |
Logs |
| |
Food temperature measuring devices (thermometer calibration) |
4-302.13 |
Logs |
| |
Non-food temperature and pressure measuring devices |
4-302.14 |
Logs |
| x |
System flushing and disinfection documentation |
5-101.12 |
|
| |
Hand washing sink water temperature |
5-202.11 |
Handouts |
| x |
Scheduling Inspection & Service for Water System Device records |
5-206.11 |
|
| x |
Restricted Use Pesticides, Criteria (Pest control records) |
7-206.11D(6) |
|
| x |
Contents of the Health Permit Application |
8-202.13 |
|
| x |
Elements of a Compliance Schedule |
8-207.11A |
|
| x |
Warehouse Sub-Leases documentation, if needed |
9-301.12 |
|
| x |
Refrigerated warehouses non-commercial vehicle transportation temperature log |
9-303.13B(4) |
|
| x |
Vending machine food transportation vehicle temperature log |
9-306.13C(4) |
|
| x |
Warehouse record retention and product inventory |
9-401.11
A & B |
|
| x |
Molluscan shellstock HACCP Plan/Molluscan shellstock tank monitoring records & logs |
9-401.11C |
HACCP Plan |
| x |
Salvage facilities records/receipts |
9-401.11D |
|
| x |
Warehouse receiving temperature logs/records (invoices) |
9-401.11E(1) |
|
| x |
Ambient air temperature log of refrigerated compartment of transport vehicles |
9-401.11E(2) |
|
| x |
Temperature logs of all refrigeration units within the warehouse |
9-401.11E(3) |
|
| x |
Commissary or servicing depot visits log (for mobile food vendor) |
10-703 |
|
| x |
Catering food temperature logs – prior to transport |
12-303.13A |
|
| x |
Catering food temperature logs – upon arrival |
12-303.13C |
|
| x |
Farmers Markets food source documentation |
13-401.13 |
|
| x |
Seasonal permit holder commissary service log |
14-303.13 |
|
| x |
Seasonal permit commissary PHF temperature log for open food handling-prior to transport |
14-303.17B |
|
| x |
Seasonal permit PHF temperature log for open food handling-upon arrival at site |
14-303.17C |
|